Compliance Officer

Full time na a Laimoon Verified Company no UAE

Publicado em January 6, 2025

Detalhes do emprego

Job Description Develop, assess, and update compliance policies, procedures, and controls to ensure alignment with relevant legislation, regulatory standards, and best practices. Act as the primary point of contact with the FSRA regarding compliance-related issues. Manage various compliance tasks including client/business partner onboarding, trade surveillance, conduct of business monitoring, general compliance oversight, training, and regulatory reporting (includes MLRO function). Provide oversight of all AML/CFT and sanctions-related activities, ensuring the implementation of effective and sustainable controls. Foster and reinforce a robust compliance culture throughout the organization. Conduct due diligence checks and continuous AML reviews for both existing clients and business partners. Supervise systems and controls to identify and address potential areas of AML compliance risk and develop and implement practical corrective measures. Offer guidance and support to senior management and staff on FSRA compliance matters. Coordinate staff awareness and training initiatives on compliance matters, contributing to the enhancement of a compliance-oriented culture within the firm. Manage firm records and registers as mandated by applicable regulations, encompassing registers related to breaches, complaints, suspicious transactions, training, etc. Report to and collaborate with the Senior Executive Officer (SEO) and the Board as necessary on compliance-related issues, overseeing both internal and external compliance reporting processes. The Successful Applicant At least five years of overall industry experience, including a minimum of two years in wealth management or brokerage compliance and anti-money laundering (AML) within either the ADGM or DIFC for a category 3 firm. Proficiency in understanding and applying relevant rules and regulations, such as AML/CTF/Sanctions, Conduct of Business, FATCA/CRS, and Data Protection. Strong English communication skills, both written and verbal, along with robust analytical, problem-solving, and organizational abilities. Certification as a CISI/ACAMS professional. Ability to manage robust communication with external stakeholders and regulatory bodies. Capable of being hands-on, detail-oriented, and functioning autonomously. Business enabling approach. Willing to work in a start-up culture and be an integral part of the business development and success.

#J-18808-Ljbffr Legal

Apply safely

To stay safe in your job search, information on common scams and to get free expert advice, we recommend that you visit SAFERjobs, a non-profit, joint industry and law enforcement organization working to combat job scams.

Hiring company

Confidential

Improve your chance to get this job. Do an online course on Anti Money Laundering starting now.

Anti-Money Laundering Alpha Academy

AED 110
~~AED 2,204~~

Duração: Upto 13 Hours

Enrol
Certified AML-KYC Compliance Officer Vskills

AED 149
~~AED 360~~

Duração: 1 To 2 Months

Enrol

See all courses

See All Compliance Jobs

Compliance Officer

Detalhes do emprego

Apply safely

Hiring company

Confidential

Legal & Compliance Consultant

T&I Senior Engineer - Offshore

Mechanical design Engineer

Contract Manager

AUT Level 3

Toolpusher

RBI Team Lead (Fixed Term - 24 Months)

Mud Engineer

Risk Engineer

Rope Access Project Manager

Manager - EIT & Integration Engineering

Senior Architectural Engineer

Jr Drilling Engineer

Project Engineer

Sr. Accounts Payable and Inter Company Accountant

HWO Operator

Sr Electrical Engineer

Bid/ Tendering Manager

Cost Engineer

Empregos

Cursos/Formação

Localização

Follow us

Início EAU Compliance Officer

Início EAU Compliance Officer

Compliance Officer

Detalhes do emprego

Apply safely

Hiring company

Confidential

Similiar Jobs that might interest you

Legal & Compliance Consultant

T&I Senior Engineer - Offshore

Mechanical design Engineer

Contract Manager

AUT Level 3

Toolpusher

RBI Team Lead (Fixed Term - 24 Months)

Mud Engineer

Risk Engineer

Rope Access Project Manager

Manager - EIT & Integration Engineering

Senior Architectural Engineer

Jr Drilling Engineer

Project Engineer

Sr. Accounts Payable and Inter Company Accountant

HWO Operator

Sr Electrical Engineer

Bid/ Tendering Manager

Cost Engineer

Porque está a reportar esta oferta?

Laimoon Job Alert fresh jobs directly from websites*

Empregos

Cursos/Formação

Localização

Follow us