Wealth Management Priority and Private Banking Compliance Expert

Wealth Management Priority and Private Banking Compliance Expert This role is responsible for supporting the Retail Banking Priority Banking Wealth Management Business and Private Banking on compliance risk management.The successful candidate will provide Financial Crime Compliance and Regulatory guidance to ensure a mature compliance culture is sustained within the bank's risk appetite.Key Responsibilities: Financial Crime Compliance Guidance & Oversight: Aligned with the Bank's Three Lines of Defense Model, this role involves embedding Financial Crime Compliance Policies across the customer life cycle.Regulatory Advisory & Market Conduct: Provide advisory support on SCA regulations and other relevant regulations. Act as the principal contact for regulatory guidance for the business.Surveillance: Conduct periodic reviews of business-related activities, identifying and highlighting potential regulatory compliance gaps and risks.Policies, Products and Initiatives: Review new investment products from a Compliance perspective, including funds and structured products.Regulatory Engagements: Interact with regulatory authorities, resolving licensing requirements and assisting the business during examinations.Remediation Guidance: Advise business units in formulating remediation action plans for regulatory RCSA internal/external audit issues related to compliance.Compliance Incident Management: Provide support in responding to compliance incidents, including investigations and reporting.Training and Awareness: Deliver training programs tailored to the needs of different business units for conduct and regulatory compliance.This role requires strong analytical and communication skills, with the ability to work effectively in a team environment.