Pre Sales for Capital Markets Compliance
Job details
Job Role Senior Manager – Pre Sales for Capital Markets Compliance (D1) Experience (in years)12 – 15 years Location Mumbai / Bangalore Roles and Responsibilities Capgemini Invent is looking for candidates who have the right mix of Domain & Management experience to join our Data-driven FRC Pre-Sales track. The role will require the following:
- Primarily responsible for all activities leading in pre-sales, initial client communication & understanding the business and operational goals of our clients.
- Present and demonstrate end-to-end capabilities to all required point-of-contacts and prospective clients.
- Create Offers/Client Pitches/Business Proposals, respond to RFQs/RFPs and create quick proofs-of-concept / custom demos/integrations to help the sales team drive deal closures.
- Demonstrate keen interest in compliance and regulatory issues related to Banking & Capital Markets industry and participants
- Manage compliance and regulatory risk by developing and overseeing controls and reviewing the trading activities of the clients’ capital markets and securities division businesses.
- Reviews trading activity generated from surveillance reports and Oversee monitoring of controls to ensure their continuing integrity, relevance, and proper performance
- Develop and/or enhance tools to track repeat offenders and identify patterns of problematic activity across businesses, products and regions.
- Test the integrity of system controls and surveillance reports by participating in testing programs and validating test results.
- Develop and implement strategies to enhance capital markets operations, including trading, financing, and investment activities.
- Relevant experience in the financial services industry with either a consulting firm, internal consulting organization, or with an emphasis in Risk, Accounting, Finance, Economics, or a related financial field
- Prior experience in capital markets management, with a strong understanding of trading, investment strategies, and risk management.
- Strong communication and interpersonal skills, with the ability to interact at all levels of the organization.
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