Career Stone Consultant | Vice President Compliance

SEBI reporting for AIFs (alternative investment funds) and VCFs (venture capital funds)B. All applicable compliances under AIF Regulations and PPM of AIFs/VCFsC. SEBI compliances for Portfolio Management Services (PMS)D. RBI Compliances such as: InVi reporting, FC-TRS reporting and FLA ReportingE. Assist in various audits: PPM Audit, Internal Audit and Statutory AuditF. Monitor applicable compliance requirements for Fund in Mauritius by closely working with the administrator in MauritiusG. Obtain other necessary regulatory registrations such as SCORES, CKYC, KRA, LEI, FATCA, FLA, RBI - FIRMS Portal for InVi and FC-TRS, etc.H. Draft/ Prepare/ Review/ Annual Trustee Compliance Test ReportI. Assist in preparation/drafting of applications/letters/communications with SEBI, RBI, trustee, investors or other applicable stakeholders for AIFs/VCFsJ. Assist in winding up and surrender of VCF/AIF registrationsK. Interpreting and execution of compliance with requirements of all Fund documents (including side letters)L. Assistance on investor due diligence: AML/KYC checks, world check screening, FATCA compliances etc.M. Investment process: Review condition precedents documents, condition subsequent documents related to investments made by AIFsN. Updating the investment compliance monitoring portal - PROMISEO. Compliance with investment and exit process as per internal protocolP. Liaising/Communicating with SEBI, RBI, trustee, lawyer, Investment Team, Fund Administration Team, portfolio companies, investors etc.Q. Liaising with Secretarial team for requisite board resolution or other required documentsR. Obtain/update DSC, DIN for authorised signatories, nominee directorsS. To assist nominee directors in applicable Companies Act compliances such as DIR-3 KYC, MBP-1, DIR-8, DIR-2, etc.T. Keep track on regulatory update for AIFs / VCFs / PMS businesses, timely update to management and ensure implementation of the same AGG