Home Canada Questrade | Director, Derivatives Compliance

Home Canada Questrade | Director, Derivatives Compliance

Questrade | Director, Derivatives Compliance

Full time at a Laimoon Verified Company in Canada
Posted on September 22, 2024

Job details

Job description: Assist the Chief Compliance Officer in the oversight of Derivatives activities and in ensuring Questrade operates within the rules and regulations prescribed by the IIROC and other provincial and territorial securities commissions, regulators and legislatures. Lead and manage a compliance team to administer Questrade's compliance and supervision programs with respect to Derivatives and other activities. Work closely with the CCO in managing Questrade's compliance regime, documenting, implementing and maintaining compliance policies and procedures with respect to all Derivatives related activities as well as reporting on progress and overall status of compliance regularly to Questrade's Senior Management and Board of Directors.

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