Senior Associate, AML/CFT APAC
Full time
at Moody's
in
Hong Kong
Posted on May 8, 2024
Job details
Experience Level: Experienced Hire Categories:
- Corporate Services
- Floor 24, 88 Queensway, Admiralty Hong Kong, HK
- Perform quality checks over AML and KYC records to ensure high quality standards are maintained in strict adherence with MIS policies, procedures and AML Operational Guidelines
- Review, analyze client KYC information and ascertain whether on-boarding or periodic review of the client will post additional AML and reputation risk
- Review customer risk assessment and ensure conclusions are clear, complete and supported by the information in the file
- Review of client documentations in accordance to regulatory requirements
- Work with Legal and Compliance to review documentation requirements and address exceptions to complete the KYC reviews
- Work with the different levels of the Commercial Group, Legal and Compliance to ensure end to end efficiency and effectiveness in the Know Your Customer activities
- Perform and validate controls testing
- Collaborate, perform or participate in User Acceptance Testing
- Recommend process improvements, evaluate and provide constructive feedback on enhancements to alignment to business requirements
- Review, validate and communicate key production metrics
- Root cause analysis on issues/defects
- 5-6 years of relevant experience in an established financial institution with a focus on AML/CFT and KYC. Experience in a checker role, compliance monitoring and testing, risk management or internal audit will be a plus
- Experience in collaborating with multiple stakeholders including Legal, Compliance and Technology
- Experience in managing UAT and working with SNOW/JIRA tickets
- Strong knowledge of AML/CFT regulatory compliance requirements, analyzing risks and best practices
- Sound knowledge of AML regulations across HK or SG (additional jurisdictions preferred)
- Able to communicate effectively, clearly and concisely at all levels both internally and externally. Strong oral and written communication skills in English
- Excellent interpersonal and influencing skills along with commercial acumen required for rapport building with customers and internal staff
- Strong execution skills, to plan, organize and drive through results under conflicting priorities and pressures
- Must be a self-starter, pro-active, organized, with a keen eye on details and have the ability to work independently at a local, regional and global level
- Highly motivated, intuitive and possess initiative to identify potential process improvements
- An analytical mind with attention to detail
- Fluency in Asian languages (such as Cantonese, Mandarin, Korean and Japanese or Portuguese advantageous)
- Strong MS Excel and PowerPoint skills
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