AVP- Compliance Assurance
Full time
at ConnectedGroup Limited
in
Hong Kong
Posted on May 8, 2024
Job details
Our client, an esteemed Regional Corporate Bank, is looking for an AVP to join their compliance assurance and reports to the Head of Compliance Assurance. Responsibilities:
- Conduct effective, objective, risk-based compliance monitoring activities pursuant to the annual Compliance Monitoring Plan.
- Identify potential or actual regulatory risks arising from the results of compliance monitoring and proposing recommendations to the relevant stakeholders in order to mitigate the identified risks.
- Conduct compliance monitoring activities in accordance to the plan, and upon request by the Chief Compliance Officer.
- Review and assess the adequacy and effectiveness of the Bank's compliance risk control framework. Identify key deficiencies, assess the implications, and provide recommendations to the relevant stakeholders on mitigating actions.
- Assist in ad hoc compliance related review or investigation / carry out any other duties as instructed by senior management.
- University graduated in Finance, Business Administration or relevant discipline.
- Minimum 5 years experience in compliance monitoring , operational risk management, risk controls function and/or internal audit, etc from banking industry.
- Independent, self-motivated and able to work under pressure.
- Strong communication and interpersonal skills.
- Fluency in written and spoken English and Chinese (both Cantonese and Mandarin)
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