Assistant /Deputy Business Compliance & Risk Control Manager (AMC-Compliance & AML related)
Full time
at Bank Of China (Hong Kong) Limited
in
Hong Kong
Posted on May 8, 2024
Job details
Key Responsibilities :
- Assisting the team to prepare/review the company's risk management policies, anti-money laundering policies, compliance policies, procedures and work guidelines, and prepare staff training materials
- Assisting the team to deal with daily operations, compliance-related, operational risk and anti-money laundering monitoring reports, etc.
- Coordinate with the introduction of new policies/projects of the Group, and work closely with relevant front-line unit
- Conduct execution of business inspection work, and review the client on-boarding due diligence documents, employees' transaction records and licenses, etc. Monitor abnormal situations from daily operations and respond in time, early warning monitoring for risk prevention
- Handle and response to inspections, reports and inquiries from regulators of compliance work
- Assist in formulating Anti-Money Laundering Compliance checks and implementing related inspections, identifying weak links in control, and proposing and implementing improvement suggestions
- Perform ad hoc tasks and projects as assigned
- Degree or above with major in Finance, Risk Management, Law or related disciplines
- At least 2 years relevant experience, preferably in asset management or banking industry
- Good understanding and knowledge of economy, law, finance, financial management, and be familiar with economic and financial laws and regulations and policies
- Good communication skills, good comprehensive analysis, coordination and negotiation ability
- Good command of spoken and written English, Mandarin and Cantonese
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