Chief Compliance Officer - Remote - Up to 250K
Job details
The Chief Compliance Officer is responsible for ensuring there is a strong policy environment to ensure compliance with BSP regulations. This role will also conduct reviews of clients to ensure they are also meeting the compliance (and other risk) requirements of the bank. This will involve oversight of: Compliance and Policy development, Defining policies, within the areas of
- operational policy
- AML policy
- IT and information risk policy, etc.
- Deeply understand the regulatory requirements and understand what specifically will be required to implement these requirements in the case of a partnership based bank.
- Creatively find solutions
- Understand the practical implications of policies and identify solutions which meet regulatory requirements yet also meet the requirements of bank's clients.
- BSP assessment of the bank's performance (BSP rating)
- Feedback from partner facing teams
- Compliance expertise / knowledge of BSP regulations
- Experience in communications with the BSP
- Definition of a compliance plan
- Experience in policy development. Clear and concise writing
- Relevant expertise in compliance / legal background allowing the candidate to be approved by the BSP
- Definition of risk management processes, including
- Review current policies, identify gaps in overall framework.
- Complete policy in:
- Ensure compliance with AML regime ensure there are AML policies in place for partners
- Continue to implement the compliance regime, compliance reporting.
- Set-up reporting to Board Committees, on:
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