Senior Compliance Manager for USD 5bio+ Hedge Fund

For this role, you are expected to have a minimum of 6 years of compliance experience and be currently working at a reputable hedge fund in Hong Kong. This role will be to report directly to the fund CEO and oversee the client and proprietary investments. Responsibilities:

• Handle and advise on the SFC regulated activities (Types 1, 4, 9)
• Responsible for internal control and investigations from compliance perspective
• Handle regulator’s enquiries, including SFC, HKEx, and other overseas regulators
• Provide regulatory advice on rules and internal policies including AML and other relevant updates; review business activities and new initiatives to ensure compliance with regulatory requirements
• Keep abreast of regulatory updates and ensure timely implementation of relevant policies and procedural manuals
• Advise business line management and assist in providing solutions to potential problems or issues involving compliance or regulatory risk
• Coordinate and handle external audit or regulatory review
• Perform internal control room function
• Perform follow-up to verify the implementation of recommendations from regulators, external and internal auditors, assist to resolve compliance-related findings.

• Degree holder in Business Administration, Law or related disciplines
• Minimum 6 years of compliance experience at a reputable investment management firm
• Sound knowledge of local regulations such as SFO, Money Lender Ordinance, Personal Data (Privacy) Ordinance, etc.
• Familiar with financial institution’s operations
• Responsible, attention to details, well-organized with good communication skills
• Fluent in English and Mandarin.