Compliance Manager

Our client, an investment manager, is seeking a Compliance Manager to join their team. In this role, you will develop and refine compliance policies, implement metrics to monitor adherence, and conduct audits to assess effectiveness, while also performing enforcement actions to ensure alignment with internal standards, industry regulations, and legal requirements Key Responsibilities: Develop and maintain compliance policies, protocols, and internal controls to ensure ongoing alignment with regulations Define, track, and analyse compliance metrics/KPIs to monitor performance and identify gaps Conduct audits, assessments, and investigations, collaborating with external auditors where necessary to identify risks and drive improvements Review and approve marketing and client communications to ensure adherence to legal and industry standards Design and deliver compliance training, create resource libraries, and respond to queries to cultivate a culture of ethical conduct Stay abreast of regulatory changes and update policies, while supporting crisis or compliance violation response plans Requirements: 8+ years’ experience in compliance, risk management, or related roles.Deep knowledge of UAE regulatory landscape, including SCA rules and relevant federal laws.Strong experience in compliance or risk functions, especially within financial services.Proven expertise in cross-border transactions and industry best practices.Research background in fixed income, equity, and FX markets.Seniority level Seniority level Mid-Senior level Employment type Employment type Full-time Job function Job function Other Industries Investment Management Referrals increase your chances of interviewing at Aventus by 2x Sign in to set job alerts for “Compliance Manager” roles.Associate Director - Regulatory Compliance Manager Vice President - Compliance Chapter Lead Senior Manager - Disputes, Dubai Court Cases (National Talent)Assistant Manager - Risk Advisory (Internal Audit)Regional Ethics and Compliance Officer - EMEWe’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr