Compliance Associate - AML

Compliance Associate - AML Lunate is a new Abu Dhabi-based, Partner-led, independent global alternative investment manager with more than 200 employees and $105 billion of assets under management. Lunate invests across the entire private markets spectrum including buyouts, growth equity, early and late-stage venture capital, private credit, real assets, and public equities and public credit. Lunate aims to be one of the world’s leading private markets solutions providers through SMAs and multi-asset class funds, seeking to generate best-in-class risk-adjusted returns for its clients. Role Overview: Primary role involves ensuring Lunate and associated entities are compliance with relevant laws, regulations, and guidelines set forth by regulatory authorities. Key Duties and Responsibilities: Assist in the formulation and assessment of the onboarding requirements of the Company. Attend AML webinars, AML conferences and EOCN meetings along with the Head of Compliance / Compliance VP. Translate the key AML circulars and notices issued by the various regulatory and government bodies. Assist in the creation or updating of various AML, Business Risk Assessment and Client Risk Assessment policies and procedures in conjunction with the rules and regulations. Assist in the formulation of AML responses to various regulatory and government bodies. Assist in the Business and Client risk assessment and other internal AML requirements of the Company. Assist in the external AML reporting requirements on Go AML, EOCN and various other AML platforms. Assist the Compliance Officer in undertaking various Compliance Audits for the Company in relation to AML. Assist the Compliance Officer in carrying out the Compliance Monitoring Programme of the Company in relation to AML. Assist in the Internal Audit requirements and inspection for the Company in relation to AML. Assist in the AML training requirements for the Company and the Board of Directors. Assist in the monitoring and inspection/testing of the various AML controls in place. Assist in the AML and client’s record keeping requirements as per the applicable rules and regulations. Assist in the various types of clients, service providers, business partners and Authorised Participants onboarding. Assist in the submission of FATCA, CRS and ESR filings for the Company in relation to UBO requirements. Assist and coordination with the legal team in relation to the various UBO requirements. Assist in the formulation of the key research and sensitive due diligence of various individuals and institutions. Coordinate internally with the various teams in Compliance for any AML compliance requirements. Qualifications & Experience: CISI Certifications in Compliance is preferred (Not an absolute must) or Bachelor's degree in Law, Finance or Business Administration. Minimum of 3 years of experience in a compliance role within the financial services industry, preferably in a multi-asset investment firm. Must possess good knowledge of SCA rules and regulations, and the local markets rules and guidelines. Ability to communicate and write technical Arabic. Strong understanding of UAE regulatory requirements and international compliance standards. Excellent analytical, problem-solving, and decision-making skills. Ability to work independently and collaboratively within a team environment. Exceptional communication and interpersonal skills. Detail-oriented with a high level of integrity and professionalism. Proven track record of managing complex compliance issues and driving compliance initiatives. Seniority level Seniority level Associate Employment type Employment type Full-time Job function Job function Other, Accounting/Auditing, and Legal Industries Venture Capital and Private Equity Principals Referrals increase your chances of interviewing at Lunate by 2x Get notified about new Compliance Associate jobs in Abu Dhabi Emirate, United Arab Emirates . 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UAE

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