Home Hong Kong Compliance Officer/Assistant

Compliance Officer/Assistant
Full time at Finexis advisory (HK) Limited in Hong Kong

Compliance Officer/Assistant Full time at Finexis advisory (HK) Limited in Hong Kong

Job highlights

Posted on August 21, 2019
  • Experience in
  • Professional background in
  • Job level Experienced
  • Languages Fluent English and Cantonese is a Must
    Fluent Mandarin is preferred

Job details

Job Highlights

Involve in compliance monitoring and investigation

Involve in handling business compliance, licensing compliance with regulators


Carry out regular compliance checks with recommendations

Prepare and update compliance policies and procedures with latest regulatory requirements

Review policies and procedures prepared by other departments and provide input to ensure compliance with applicable legal and regulatory requirements

Assist in performing ad-hoc projects


Degree holder in Accounting, Finance, Law or related disciplines

Minimum 2 years of compliance experience in Insurance/asset management industry

Good knowledge of Regulations such as Insurance Ordinance is a MUST, MPF and/or Personal Data (Privacy) Ordinance will be a PLUS

Good communication skills, self-motivated, result-oriented, able to work with all levels

of people

Good command of written and spoken English and Chinese (including Mandarin)

What we offer

Attractive package + Annual Bonus

Accelerated career growth

Medical and dental insurance cover, annual leave

Work-life balance culture

Work Type: Permanent, Full time

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