SEC Compliance Officer
دوام كامل
في HRD solutions
في
Nigeria
نُشرت يوم December 17, 2024
تفاصيل الوظيفة
- Monitor and ensure adherence to SEC regulations, guidelines, and directives.
- Maintain up-to-date knowledge of SEC rules and regulations.
- Develop and implement compliance policies and procedures.
- Identify, assess, and mitigate compliance risks.
- Develop and maintain risk management frameworks.
- Conduct regular risk assessments.
- Prepare and submit all regulatory reports
- Ensure timely submission of reports.
- Provide compliance training to staff.
- Conduct workshops and seminars.
- Develop, implement, and maintain internal control systems.
- Conduct regular audits and reviews.
- Investigate compliance breaches
- Maintain compliance records.
- Liaise with regulatory bodies.
- Participate in industry forums.
- Minimum of 3 years of experience in an Investment house in an Asset Management Firm
- Minimum of Bachelor's Degree in Finance, Accounting, Economics, Statistics or another closely related field (ICAN,ACCA,CFA is an added advantage)
- Knowledge Capital Market products
- Knowledge AML/CFT Frame Work and Implementation
- Experienced with returns rendition and timeline
- Ability to analyze large amounts of data and to compile detailed reports
- High attention to detail and excellent analytical skills
- Ability to work in a fast-paced, team-based environment with minimal supervision.
- Proficiency in Microsoft Office (Excel, Word, PowerPoint) is essential
- Must be SEC sponsored individual
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