Compliance Assistant Manager
دوام كامل
في HuobiMENA في
Dubai, UAE
ويبرز العمل
نُشرت يوم September 15, 2019- خلفية مهنية في
- المستوى الوظيفي خبير
تفاصيل الوظيفة
HuobiMENA is looking for a Compliance Assistant Manager to ensure our company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and make sure that the company's policies and rules are in line with regulatory and ethical standards.
Key Responsibilities:
- Develop and maintain global AML framework, policies and guidelines in line with regulatory requirements.
- Responsible for all licensing procedures of the company with regulators in the MENA for digital asset activities/business.
- Develop and ensure periodic review of Huobi 's - AML - CTF framework, policies and procedures and update in line with global regulatory requirements.
- Coordinate with Global compliance Director and ensure that compliance policy and procedure are met as per Huobi Global compliance standards.
- Complying with the applicable regulatory requirements, laws and international best practice;
- Establishing systems, controls to obtain and make appropriate use of resolutions or sanctions which it is required to comply with.
- Manage the functions for Transaction Monitoring, Sanction & PEP screening and Transactional AML & CTF Risk Management. Ensure proper reporting to the local regulatory bodies wherever required.
- Conduct enhanced due diligence (EDD) reviews on high risk customers and AML/CTF investigations as appropriate
- Ensure proper documentation of compliance related reports including Suspicious Transaction Report (STR) / and regulatory reporting.
- Ensure AML Awareness and Training is being imparted to all the / employees and relevant stakeholders.
- Managing banking relationship and opening bank account in the MENA region
- Review of company agreements and liaising with third party vendors like E-KYC, AML monitoring system and AML solution providers.
- Ensures collating of feedbacks and reviews for products / systems.
- Ensure process improvement / new product / system development are in line with local & global regulatory, framework and Huobi's AML - CTF policies.
- Maintain good relationship with the operating countries local regulators.
- Manage and drive staff productivity and performance improvements within agreed timelines or TAT (Turn Around Time).
- Draft policies and procedures to manage the compliance function
Qualification, Experience & Skills:
- 6+ years of experience in a Fintech/Banking/Financial Services Industry in a legal/compliance, auditing/controlling role with at least 2 years in a managerial role.
- Post graduate in Business Management / Post graduate professional qualification.
- Certified qualification on Anti Money Laundering and Risk Management like CAMS, ICA or equivalent
- English reading, comprehension and communication of a high order
- Project / Process Management, EKYC, AML Investigation tools like Chainalysis.
- Familiarity with anti-money laundering regulations in UAE and other MENA markets Advanced research and evaluation skills.
Required qualifications
Bachelors Degree
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