VIE - Compliance Officer Dubaï H/F

دوام كامل في Crédit Agricole Group في UAE
نُشرت يوم January 24, 2025

تفاصيل الوظيفة

The future VIE will be located in the Dubai International Financial Center (DIFC), where local offices of CA Indosuez (Switzerland) SA are situated, and he/she will be integrated to the Compliance Business line of the Bank, reporting to Head Office in Geneva. The "VIE Compliance Officer" ensures the Compliance of the branch's activities in relation to its private clients. More specifically, his/her main responsibilities include:

  1. Review the Anti Money Laundering (AML) gaps and other gaps in client files as identified by the external consultant during the establishment of the Dubai International Financial Center (DIFC) branch and during the client files review exercise;
  2. Control the solutions and corroboration as provided by the front office in order to close the identified AML gaps and/or other gaps according to the Bank's directives and the Regulator guidelines/rules, also to provide support on the daily AML, Know Your Customer (KYC), and Compliance activities/tasks of the DIFC branch;
  3. In general, day-to-day activities include, but are not limited to: client screening and review of onboarding documents/KYC, ensuring an effective compliance mindset across the DIFC Branch by identifying conflicts of interest, fraud, suitability, in addition to other Compliance and AML tasks such as updating the DIFC Compliance Manuals.
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