Compliance Risk & Audit Manager

Job Description:In depth understanding of all applicable laws including but not limited to Companies Act, 2017, Non-Banking Finance Company Regulations and Rules, SECP Anti-Money Laundering (AML) Regulations, Income tax and sales tax laws.Preparation of Compliance program at an entity level, update compliance program whenever there are any changes in the applicable rules and regulations.Conducting on a regular basis compliance testing against the compliance program prepared in the light of applicable laws and regulations and report to senior management any non-compliances, ensuring compliance of all non-compliances.Update all relevant stakeholders on changes in the applicable Rules, Regulations and Acts, preparation of interpretation where needed, and ensuring compliances where required.Conducting trainings at an entity level on the SECP Anti-Money Laundering (AML) Regulations at regular intervals.Drafting minutes of meetings of Board of Directors, Compliance Committee for senior management review.Filing of statutory forms as and when required.Liaison with Securities and Exchange Commission of Pakistan (SECP) and all relevant regulatory authorities on updating compliance status and reporting.Reporting to regulatory authorities on the compliances of AML/CFT on a quarterly and annual basis.Required Working Experience:Minimum 5 to 7 years working experience in Compliance functions at a Managerial level preferably in NBFC/Banking Industry.Required Education:MBA.Required Skills:Must have knowledge of Companies Act, 2017, SECP Anti-Money Laundering (AML) Regulations, Non-Banking Financial Institution Regulations and Rules, and all other applicable rules and regulations.Proficient in using Microsoft Excel.#J-18808-Ljbffr